regulation a offering guide

Guide to a Successful Reg A+

Now that the first successful Regulation A+ company is trading on the Over-The-Counter QX and more are in process, we can look back at everything we have learned. This new Regulation A+ (“Reg A+”), Title IV of the…

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Are Mini-IPOs Actually Going To Take Hold? REG A+ (Title IV) Of The JOBS Act

Four or five months ago there was big talk about all of the fundraising vehicles that would be unleashed on the world. There was a lot of early speculation on what the impact would be of redefined equity…

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Regulation A+ Takes Effect

On June 19, 2015, the Securities and Exchange Commission’s (SEC) recently adopted rule amendments to Regulation A under the Securities Act of 1933 (the Securities Act)—colloquially known as “Regulation A+”—took effect. Regulation A is intended to ease the…

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Look For Many ‘Mini-IPOs’ When New Reg A+ Rules Take Effect In Mid-June

Don’t be surprised to see substantially more companies using Regulation A to sell securities through public solicitation of investors beginning June 19, when the SEC’s new “Regulation A+” rules take effect. Why? The new “Reg A+” provides a new option…

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SEC Adopts Rules to Facilitate Smaller Companies’ Access to Capital

New Rules Provide Investors With More Investment Choices FOR IMMEDIATE RELEASE 2015-49 Washington D.C., March 25, 2015— The Securities and Exchange Commission today adopted final rules to facilitate smaller companies’ access to capital.  The new rules provide investors…

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Learning How to Prepare for an IPO

It was only a matter of time before the digital revolution and the Internet took aim at the photo processing market. After all, according to Andy Grove, one of the founders of Intel Corp., any information that can…

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